Item description for Market Abuse Regulation by Edward J. Swan...
Market abuse prevention is critical in maintaining confidence in financial markets where competition for large financial transactions is growing more intense. The US has had regulations to counter such market abuse as insider dealing and market manipulation for many years. However, it is only recently that the UK and the EU have thought it necessary to introduce legislation giving their regulators powers to deter and punish market abuse. This book clarifies the meaning, impact and application of the new UK and EU regulations, issues which have generated much interest and apprehension. The book examines in detail the new UK market abuse regime, including: - The Financial Services and Markets Act 2000 - The implementing regulations - The interpretation of the regulations by the Financial Services Authority - The conduct of investigations - The defences and appeals available against a finding of market abuse The work defines market abuse in order to isolate the ways in which financial institutions may fall foul of the rules on this subject. Consideration is also given to compliance and enforcement issues such as who is overseeing conduct on this area, what the enforcement procedure entails and an overview of the litigation process.
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Est. Packaging Dimensions: Length: 9.3" Width: 6.4" Height: 0.8" Weight: 1.35 lbs.
Release Date Nov 10, 2006
Publisher Oxford University Press
ISBN 1904501303 ISBN13 9781904501305
Availability 0 units.
More About Edward J. Swan
Edward J Swan qualified as a New York lawyer in 1976 and was until recently a partner in the financial markets department at Simmons & Simmons. He specialises in commodities, derivatives and financial services regulation and is a member of various ISDA Committees. He is the author of numerous books and articles on financial services law and derivatives trading and regulation.
Edward J. Swan has an academic affiliation as follows - Former Partner, Simmons & Simmons.